2-Day Virtual Seminar Guidelines for performing a corporate wide Internal Audit Risk Assessment and Fraud Risk Assessment

Marna Steuart
Nov 12 - Nov 13 , 2020
Starting at

$1499


Nov 12 - Nov 13 , 2020
Buy Now

Performing a corporate-wide Risk Assessment can seem like a daunting task for an organization. In reality, it can be done using a template and brainstorming with internal auditors, certified fraud examiners, and business unit leaders throughout your organization. Understanding your Company’s Risk Environment is key to having an effective Internal Audit organization and understanding where to focus resources, it helps to have significant experience in internal auditing and a mind for coming up with “what could go wrong” in any control environment. The corporate-wide risk assessment can be performed to maximize the efficiency and effectiveness of any organization with a diligent template and process for performing the assessment and presenting it to executive management and the Board. This seminar will equip you with a methodology that has been utilized in a robust internal audit department for a Billion dollar revenue Corporation.

Learning Objectives:

With an increased awareness of the effectiveness of Internal Audit organizations and the ongoing cost to organizations, an entity-wide risk assessment is imperative to all organizations to maximize the efficiency and effectiveness of an Audit Organization. Performing a corporate-wide risk assessment is doable, and can provide internal audit and its organization a roadmap for the upcoming audit year and also provide peace of mind for having gone through the process. The methodology has been utilized successfully in billion-dollar industries, it is completed on an annual basis using templates that provide the mechanism for documenting the results of numerous meetings with Company Executives and all levels of Management conducted during the risk assessment process.

Areas Covered:

  • The key components of a Risk Assessment and Management Program
  • The template for a risk assessment and examples of typical projects that may come up in various departments. We will spend a significant amount of time going through examples in different areas of how the template works.
  • Brainstorming your industry and the unique types of projects that can be worthwhile projects.
  • The methodology for the successful Risk Assessment process.
  • The steps involved in the Risk Assessment process, including an extensive explanation of different templates to be utilized, including heat maps and how to present it to the Board.
  • Perform a mock Risk Assessment in a team environment.
  • How to perform a fraud risk assessment.
  • Perform a mock fraud risk assessment in a team environment.
  • Continual refinement of audit projects throughout the Audit Year.

Who Will Benefit:

All professionals who want to expand their knowledge in the Risk Assessment Process for Internal Audit Groups, Operational Processes and Sarbanes Oxley Risk Matrices, including CPAs (partners, managers, and staff) responsible for evaluating these areas for their clients. Additionally:

  • Internal Audit personnel involved in performing the annual Risk Assessment
  • Internal Audit Management interested in performing a risk assessment
  • Professionals responsible for performing risk assessment duties
  • Risk/Compliance Officer any industry

Topic background:

With an increased awareness of the effectiveness of Internal Audit organizations and the ongoing cost to organizations, an entity-wide risk assessment is imperative to all organizations to maximize the efficiency and effectiveness of an Audit Organization. Performing a corporate-wide risk assessment is doable, and can provide internal audit and its organization a roadmap for the upcoming audit year and also provide peace of mind for having gone through the process and addressed the organization's top risks. The methodology has been utilized successfully in billion-dollar industries, it is completed on an annual basis using templates that provide the mechanism for documenting the results of numerous meetings with Company Executives and all levels of Management conducted during the risk assessment process.

Seminar (Price/Register)
Nov 12 - Nov 13 , 2020

Single Registration


Group-Max. 10 Attendees


Seminar Fee Includes:
Lunch
AM-PM Tea/Coffee
Seminar Material
Attendance Certificate
$100 Gift Cert for next seminar

Other Registration Option
  1. Download the Order Form
  2. Fill this form with attendee details & payment details
  3. Fax your PO to 1-888-883-7697 or,
  4. Email it to cs@compliance.world

Payment Mode

By Check -

Pay your check issued from the payee to "Redstone Learning Inc." (Our Parent Company) and mail the check to –
Compliance.world (Redstone Learning Inc.)
1180 Avenue of the Americas,
8th Floor, New York,
NY 10036

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Media Partner Benefits

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  • Logo on the conference material distributed during the conference.
  • Media Partner’s brochure distributed along with conference material.
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  • 10% discount to media partner's subscribers.

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  • Insertion of the event in the event calendar, both printed and/or online.
  • Announcement article of the conference on the Magazine and/or Website.
  • Dedicated email blast to all subscribers of Media Partner.
  • Article on the Magazine and/or Website after the conference.

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Speaker: Marna Steuart,

Marna Steuart has been in the audit industry for over twenty years. Ms. Steuart began her career with a Big Four firm as an external auditor, then as an internal auditor in several different capacities within several different industries. Ms. Steuart obtained her Certified Fraud Examiner license in 2007 and was the main fraud investigator for five years at a large utility company. She was responsible for performing and updating the fraud risk assessment on an annual basis and conducting over fifty internal fraud investigations during her time at this organization.


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